AML Compliance Fundamentals
M.L. Humphrey
Narrator M.L. Humphrey
Publisher: Author's Republic
Summary
M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting.This book is meant to be a high-level overview of AML compliance requirements, which means it focuses on the general concepts behind the regulations as opposed to any specific industry- or country-level regulations or any specific suspicious activity fact patterns. But the book should give a strong foundation for understanding those industry- or country-level requirements.
Duration: about 3 hours (02:50:17) Publishing date: 2022-11-05; Unabridged; Copyright Year: — Copyright Statment: —